<%@ Page Title="CreativeOne Compliance " Language="VB" MasterPageFile="~/cminterior.master" AutoEventWireup="false" %>
CreativeOne Compliance
In today’s complex and ever-changing regulatory environment, it’s more important than ever to be informed about the applicable state, federal, and other insurance regulations. The marketing, advertising and sales of life insurance and annuity products have increasingly become the subject of heightened regulatory scrutiny, and the underlying statutes, regulations, bulletins and guidelines continue to change.
CreativeOne is a key resource to help you develop best practices to protect your business. We provide the tools and information you need to conduct your business and serve the needs of your clients using an easy, common sense approach. As our regulatory environment continues to evolve, look to CreativeOne to provide answers to your compliance questions.
Compliance News
- 9.15.14 – Iowa IID Advertising Bulletin
- 5.22.14 – Kansas DOI Advertising Bulletin
- 4.02.14 – Allianz – Reminder about Non-Resident Sales
- 3.28.14 – Athene – Senior Specific Certifications and Professional Designations
- 3.28.14 – Allianz – Compliance Corner
- 3.11.14 – American Equity – Compliance Zone
- 9.04.13 – Athene – Cross Border Sales Update
- 8.27.13 – North American – Suitability Form Update
Carrier Tools
AIG
- AG Limits Applications for Single Life UL Products
- AG Position on STOLI_IOLI
- Agent Certification Form
- Implementation Procedures for Agent Certification and Immediate Annuities
- Premium Financing Disclosure for Proposed Insureds
- Prohibited Solicitations of AG Life Companies
- Suitability Guidance
Allianz
- Advertising Compliance Manual
- Advertising Disclosure Guidelines
- Advertising Checklist
- Agent Guide to Annuity Suitability
- Liquidity Guidelines for Suitable Annuities Sales
- Common Suitability Reviews
- Compliance Guide to Successful Business
- Code of Best Practices
- Professional Designations Policy
- Professional Designations Approved for Use
American Equity
- Advertising Compliance Guidelines
- Advertising Language Do’s & Don’ts
- Agent-Client Relationship
- Approved Professional Designations
- Consumer and Customer Privacy
- Cross Border Rules Summary
- Detection and Prevention of Fraud
- Effective and Compliant Advertising Tips
- Insurance and Annuities Advertising Checklist
- Position and Guidelines on Replacement
- Potential Business Form
- Potential Fraud, Forgery, or Misrepresentation Red Flags
- Principles of Ethical Market conduct
- Privacy Practices
- Quick Guide to Compliance
- Source of Funds and Acceptable Forms of Payment
- Guidelines on Suitability
- Suitability FAQ’s
- Guide to Completing Suitability Form
- Unfair Trade Practices
- American Equity – Compliance Memo (10.02.12)
Athene
- FCC Rules Regarding Fax Advertising
- National Do Not Call Registry Guidelines
- Violent Crime Control and Law Enforcement Act of 1994
- Anti-Fraud and Abuse Awareness Training
- California Disclosure Requirements for Senior Citizens
- Complaint Handling Guidelines
Equitrust
Fidelity & Guaranty Life
- Agent Market Conduct Guide
- Agent Suitability Guide
- Annotated Suitability Form
- Marketing Practices Bulletin
- Suitability Process Updates
Great American
Lincoln
- Don’t have your business rejected or your compensation held
- Market Conduct Manual
- Position on Replacements
- Stranger Originated Life Insurance and Annuities
- Lincoln Suitability Review: Diminished Capacity
- Suitability Agent Guide
- Suitability Position Statement
- How to Complete the Suitability Form
National Western
- Advertising Approval Procedures and Guidelines
- Agent Procedures Manual
- Guidance on Providing Advice for Insurance
- Internal Replacement Program
- Senior Designations
North American
- Agent Advertising Guidelines NEW
- Advertising Guidelines Addendum (Social Media Policy)
- Annuity Compliance Guide
- Suitability FAQ
CreativeOne Tools
- 1. Guaranteed Lifetime Withdrawal Benefits
- 2. Avoiding Replacement Pitfalls!
- 2A. Annuity Replacement Documentation Form
- 3. Investment Advice: Don’t Fall into this Trap
- 3A. Sample Disclosure Form
- 4. A Guide to Gathering Policy Information
- 4A. Annuity or Life Contract Information Sheet
- 5. New Business Checklist
- 6. Documentation & Doughnuts
- 7. Framing your case: The art of suitability
Questions about compliance?
Call your Sales Consultant at 800.992.2642.
Recent Comments